New name will come into effect on Nov. 1
Ex-registered rep made unsuitable recommendations and unauthorized discretionary trades for a client
Some Canadians are likely over-saving for their retirement, suggests expert
Scam follows a “tax charity” format where for each dollar donated to an alleged charity a tax deduction receipt is provided at a multiplied rate of return
Conversion at the end of the month is in response to the federal government’s proposed changes to “character conversion transactions”
A U.S-based study finds that lost or stolen client information can cost financial services companies US$254 per record
RBC DS rep failed to use proper due diligence in recommending investment product to client
Loonie could go as low as 90 cents U.S. within the next two years
Over 400 clients invested roughly $65 million in exempt market securities on the advice of David Michaels, according to the regulator’s notice of hearing
Portfolios constructed using a top-down strategy can respond to macro-evel events, such as interest rate changes