The implementation of the phase two of the Client Relationship Model (CRM 2) can be a positive business move for advisors and the firms who have the right mindset about the new rules, according to Prema Thiele, partner, Borden Ladner Gervais LLP. “CRM can enhance your client experience if you plan now and you take […]
IIROC suspends Ravindra Suppal for one-year
Treat financial literacy and estate planning conversations as an ongoing project
Withdrawals can’t be claimed as a pension credit on tax returns
Survey finds that only one-third of Canadians have a power of attorney
ETFs are picking up traction in the United States and Europe
The long duration of Canadian bonds means investors are likely going to want exposure to other markets as interest rates start to rise
The SROs are faring better than their provincial counterparts, but all regulators have work to do to improve
Wiretaps would be used for gathering evidence of insider trading and tipping
Firms and SROs can do more to clarify for consumers exactly who qualifies as a financial planner