Panel debates caps’ impact on suitability
Firms advised to prepare for more regulatory scrutiny
U.S. economy to rebound from disappointing first quarter
Industry needs to invest in educating retail investors and advisors
Advisors who raise the topic of socially responsible investing with clients will likely make a good impression
There’s a case to be made for companies to seriously consider adding ESG metrics to their board mandates and executive compensation
Significant involvement in a sport by a client's child can lead to costs that many clients may not be prepared for. Advisors who provide guidance when it comes to paying for these activities can give families a big boost
Confusing corporate structures and, in certain cases, executives' dismissive attitudes can make it difficult to be heard
Advisors have reservations about measures to increase access to pensions, from complexity to ineffectiveness
Clients lost $6.7 million on failed investment strategy program