PEI man fined for recommending leveraged scheme to clients without properly explaining risks
Advisors can help clients throughout the year to learn more about their finances, says Financial Literacy Leader
IIROC panel finds former Calgary advisor made unsuitable recommendations, engaged in churning
Schmitt hopes advisors will start asking questions about high frequency trading
What happens to the online accounts your clients hold with social-media networks, banks, vendors and other organizations when your clients die or become incapacitated? Failure to plan could result in unpaid bills or identity theft
Andrew Maio, who has a degree in education and a background in teaching, has made promoting financial literacy a major component of his practice. It's no surprise that most of his clients are teachers
Top 100 Awards celebrate the achievements and strong leadership of women in the private, public and not-for-profit sectors
IIROC fines firm for failing to adequately supervise rep
Use technology to support deeper conversations
The misdeeds included inflating the net worth of some clients so they could qualify for a leveraged investment strategy