The advisor employed a high-risk investment strategy, which ran counter to the client’s expressed objectives and parameters for risk tolerance
Demand for advisor class units, which make up less than 2% of the firm’s AUM, is expected to decline as new regulatory measures take shape
Advisors will now be able to share compliance-approved articles available in AdvisorStream’s library with their LinkedIn connections
Management fees on Horizons S&P/TSX Capped Energy Index ETF and Horizons S&P/TSX Capped Financials Index ETF have been reduced to 0.25% from 0.35%
A new study from the CFA Institute suggests the industry is at an inflection point in which advisors fostering trust among clients will be key to survival
The company has introduced seven new ETFs to the market while Mackenzie has reclassified the risk rating for one of its ETFs
Given the geopolitical and economic climate, a shift in approach to mitigating risk among DB pension plan sponsors may be underway
Barrantagh Investment Management will take over as portfolio advisor for Scotia Private Canadian Mid Cap Pool as of June 1
The Solactive Canadian bond universe TR index includes investment-grade corporate or government bonds that have a minimum maturity of 12 monhts
The firm is also plans to cap or eliminate the fees and expenses associated with certain series in an effort to simplify its product offering