SEC obtains judgment in Ponzi-like investment scheme that raised $29M from investors
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Firm announced this week it's being acquired by iA Financial Corp in a $597M deal
Insurance carriers, MGAs to share responsibility for agent compliance
Plus, Adelaide Chiu leaves NEI Investments, and appointments at ScotiaMcLeod and Conexus Credit Union
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Plus, Steven Krupica joins National Bank and Advocis names new chair, board members
Hamilton ETFs names co-CEOs, plus new faces at Designed Securities, 3iQ and CIRO
But due diligence and relative weighting matter
Money doesn’t come with a manual — it’s up to advisors guide the newly wealthy