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Entrance to Financial Services Regulatory Authority of Ontario

Minimum standards for credentialing bodies, and the robust process for approving those bodies, were determined after extensive consultations, writes Huston Loke

  • By: Huston Loke
  • September 23, 2022 September 23, 2022
  • 10:22
push off cliff

The industry must learn to better sense investor needs instead of reacting to regulations, writes Ken Kivenko

Canadian Parliament Building at Dusk

Humans can continue to adapt to the historically modest changes recently seen in our climate, writes David McGruer

men rolling heavy balls up ramp and stairs

In most instances, the industry has only itself to blame for the protracted and costly nature of policymaking in this country, writes Harvey Naglie

10380127 - building silhouettes of a city and flag

An investor advisory council would allow retail investors to speak on their own behalf and promote active dialogue between regulators and investors, writes Ken Kivenko

Wooden dominos falling

Either develop a plan to complete the project, or scrap it entirely, writes Ian Russell

  • By: Ian Russell
  • October 14, 2020 October 14, 2020
  • 11:47
Saskatchewan field with old bridge

The interests of portfolio managers' clients are better protected under the current system of regulatory oversight, argues PMAC president

Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Horizontal, blurred (Business partnership meeting. Picture businessmans handshake. Successful businessmen handshaking after good deal. Ho

Streamlined regulations would benefit the industry and clients, writes Jim Rogers

business people standing in line under a magnifying glass

The regulatory response to Covid-19 has improved the investor experience, writes Ian Russell

senior couple sitting at table with financial advisor

IFIC’s recent Canadian Mutual Fund Investor Survey found that investors are very satisfied with their advisors and prefer to pay their fees indirectly