RBC the latest large fund manager to face fund fee suit
New SCC ruling allows fraudsters to escape regulatory penalties via bankruptcy
Crypto claims decline, AI-related cases on the rise
Compliance review found violations of anti-money laundering rules
Regulators' penalties don't survive bankruptcy, but disgorgement orders do, court finds
Platform claimed to be decentralized, authorities allege
GRI, TFND issue joint guidance, map to facilitate sustainability reporting
Firm winding down after running into capital trouble
Paper argues for more systematic cost/benefit, post-implementation analysis
Consumer duty to be extended to existing products