Investor protection

News

FINRA reviews day-trading rules

October 30, 2024 James Langton
Phone finances
News

Bridging execs engaged in fraud: tribunal

October 29, 2024 James Langton
Gavel and Money - Canada stock photo
From the Regulators

Europe relaxes rules, eyes more vibrant markets

October 28, 2024 James Langton
consultation discussion
From the Regulators

Canada slow to embrace nature risk reporting

October 25, 2024 James Langton
Boardroom talk
From the Regulators

Tribunal rejects rep’s appeal of CIRO rulings

October 24, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Metaverse poses challenges to securities industry

October 24, 2024 James Langton
Two businesswoman using virtual reality glasses at new office to enter the metaverse stock photo
News

This isn’t your daddy’s bank run: FSB

October 24, 2024 James Langton
reddit icon
From the Regulators

Royal settles the case of the missing RESP grants

October 23, 2024 James Langton
Judge looks at papers
From the Regulators

Lawyers vulnerable to money launderers: FINTRAC

October 23, 2024 James Langton
Laundering money
From the Regulators

FINRA tightens rules around client lending

October 23, 2024 James Langton
right or wrong choice
From the Regulators

OSC rewards foreign tipster

October 23, 2024 James Langton
whistle blower
From the Regulators

Investment fraudsters embrace innovation

October 22, 2024 James Langton
Crypto coins