Investor protection

From the Regulators

FCA targets illegal finfluencer activity

October 22, 2024 James Langton
social media
From the Regulators

ESG ETFs failed to screen out sin stocks, SEC alleges

October 22, 2024 James Langton
ESG investing
From the Regulators

Fund dealer fiduciary duty class action fails

October 22, 2024 James Langton
Class action
News

SEC targets brokers’ best interests compliance

October 21, 2024 James Langton
Inspecting papers
News

CIRO revisits returning money to harmed investors

October 21, 2024 James Langton
investor restitution challenges
News

ASC shifts its approach to costs orders

October 21, 2024 James Langton
Alberta flag
News

CIRO unveils next wave of rule consolidation

October 17, 2024 James Langton
new rules
News

FBI cracks SEC Twitter hack

October 17, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

ESMA calls for cybersecurity audits in crypto sector

October 16, 2024 James Langton
bitcoin investment concept on screen
From the Regulators

CFTC alleges Canadian firm ran a Ponzi scheme

October 16, 2024 James Langton
ponzi scheme
From the Regulators

SRO investigation clashes with legal action

October 16, 2024 James Langton
Business lawyer team. Working together of lawyer in the meeting.
Research and Markets

S&P downgrades TD on U.S. settlements

October 15, 2024 James Langton
TD bank. stock photo