Investor protection

News

FINRA looks to facilitate capital raising

March 20, 2025 James Langton
consultation discussion
From the Regulators

FCA sanctions LME for volatility control failings

March 20, 2025 James Langton
Fines graphic
From the Regulators

Aussie pension fund hit with greenwashing penalty

March 18, 2025 James Langton
Greenwashing ESG
From the Regulators

Fake tender offer fraudster sentenced to five years in prison

March 18, 2025 James Langton
Fraud
From the Regulators

Investment platform needed registration: BCSC

March 18, 2025 James Langton
Court settlement
From the Regulators

FCA seeks to ban hedge fund manager

March 17, 2025 James Langton
Regulation
From the Regulators

Up to investors to sue banks in Ponzi case

March 17, 2025 James Langton
Fraud
News

BCSC sanctions unregistered trading

March 5, 2025 James Langton
penalty card
News

FCA calls on alt managers to beef up valuation

March 5, 2025 James Langton
Rules and regulations
News

FCA finally bans bankers

March 4, 2025
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Bridging investors to finally see some money

March 3, 2025 James Langton
calendar court
News

U.K.’s first crypto convict gets jail time

February 28, 2025 James Langton
crypto currency regulation