Investor protection

News

ESMA to review fund managers’ internal controls

February 14, 2025 James Langton
virtual regulation
News

Fake AI hedge fund manager admits fraud in U.S.

February 13, 2025 James Langton
stealing money
News

Crypto miners plead to U.S. fraud charges

February 13, 2025 James Langton
crypto currency regulation
News

U.S. CFPB closure bad for consumers, OK for firms

February 13, 2025 James Langton
white house in washington dc
From the Regulators

U.K. trader avoids U.S. insider trading charges

February 12, 2025 James Langton
compliance
From the Regulators

SEC relaxes audit trail requirements

February 12, 2025 James Langton
Illustration of a businessperson using a magnifying glass to examine files
From the Regulators

SEC retreats on climate disclosure rules

February 11, 2025 James Langton
SEC
From the Regulators

Investor class action against cannabis firm settled

February 10, 2025 James Langton
Court settlement
Research and Markets

Stable outlook for U.S. retail brokers: Moody’s

February 7, 2025 James Langton
Computer tapping
News

FCA to pay investors for complaint delays

February 6, 2025 James Langton
saving money
News

B.C. appeal court certifies closet indexing class action

February 5, 2025 James Langton
Judge makes ruling
News

FDIC joins U.S. pro-crypto shift

February 5, 2025 James Langton
Crypto coins