Investor protection

From the Regulators

CFTC revamps enforcement division

February 4, 2025 James Langton
changes ahead sign
From the Regulators

FINRA sanctions custody firm

February 4, 2025 James Langton
Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo
From the Regulators

U.S. charges Canadian for alleged crypto hack

February 3, 2025 James Langton
Dogecoin
From the Regulators

Ontario tribunal bans, fines crypto platform

February 3, 2025 James Langton
Pile of cryptocurrency coins
From the Regulators

FCA hits ex-analyst with confiscation order

February 3, 2025 James Langton
Robber captured
From the Regulators

CFR compliance sweep report on tap

January 31, 2025 James Langton
Judge's gavel with magnifying glass on black.
From the Regulators

ESMA issues crypto guidance

January 31, 2025 James Langton
Crypto currency
From the Regulators

Court approves SMI class action settlement

January 31, 2025 James Langton
Judge looks at papers
From the Regulators

Binary options fraudsters ordered to pay US$450 million

January 30, 2025 James Langton
stealing money
From the Regulators

New CIRO fee model gets OSC approval

January 30, 2025 James Langton
Fork in the road
News

Bridging receivership back in court next week

January 29, 2025 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

U.S. securities class actions rose in 2024

January 29, 2025 James Langton
Judge looks at papers