Investor protection

From the Regulators

Investment platform needed registration: BCSC

March 18, 2025 James Langton
Court settlement
From the Regulators

FCA seeks to ban hedge fund manager

March 17, 2025 James Langton
Regulation
From the Regulators

Up to investors to sue banks in Ponzi case

March 17, 2025 James Langton
Fraud
News

BCSC sanctions unregistered trading

March 5, 2025 James Langton
penalty card
News

FCA calls on alt managers to beef up valuation

March 5, 2025 James Langton
Rules and regulations
News

FCA finally bans bankers

March 4, 2025
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Bridging investors to finally see some money

March 3, 2025 James Langton
calendar court
News

U.K.’s first crypto convict gets jail time

February 28, 2025 James Langton
crypto currency regulation
News

SEC says ‘meme’ coins aren’t securities

February 27, 2025 James Langton
Crypto coins
News

Industry applauds delay in SEC clearing rules

February 27, 2025 James Langton
SEC
From the Regulators

U.S. audit enforcement hit record high in 2024

February 26, 2025 James Langton
Cop chasing crook
From the Regulators

ASIC seeks to revive public markets

February 26, 2025 James Langton
The Australian Coat of Arms in metal hangs on the glass wall of a building that reflects another high-rise across the street.