Investor protection

From the Regulators

Bill aims to bolster SEC enforcement tipline

March 27, 2025 James Langton
whistle blower
From the Regulators

Adding insult to insider trading injury

March 26, 2025 James Langton
Chart showing ups and downs of stock market
Research and Markets

U.S. class action settlements rise in 2024: report

March 26, 2025 James Langton
Class action
From the Regulators

FCA to streamline rules, stoke growth

March 25, 2025 James Langton
UK flag
From the Regulators

FINRA aims to boost compliance, reduce burden

March 25, 2025 James Langton
Sign on the building of Financial Industry Regulatory Authority, or Finra, in Manhattan NYC lower financial district downtown, businessman man walking stock photo
From the Regulators

As SEC shifts, NASAA touts state regulation

March 25, 2025 James Langton
SEC
From the Regulators

Bank of England launches stress test

March 24, 2025 James Langton
Facade of bank of england
News

SEC commissioner questions regulator’s new guidance on crypto mining

March 21, 2025 James Langton
Crypto coins
News

FINRA looks to facilitate capital raising

March 20, 2025 James Langton
consultation discussion
From the Regulators

FCA sanctions LME for volatility control failings

March 20, 2025 James Langton
Fines graphic
From the Regulators

Aussie pension fund hit with greenwashing penalty

March 18, 2025 James Langton
Greenwashing ESG
From the Regulators

Fake tender offer fraudster sentenced to five years in prison

March 18, 2025 James Langton
Fraud