Investor protection

News

Crypto hedge funds hampered by timid bankers: Report

January 13, 2025 James Langton
Tread carefully
From the Regulators

Liquidnet sanctioned by SEC

January 10, 2025 James Langton
Class action
From the Regulators

CFTC sees turnover ahead of new Trump administration

January 10, 2025 James Langton
change direction
From the Regulators

Courts making little use of restitution orders

January 9, 2025 James Langton
Judge looks at papers
From the Regulators

CIRO floats short-selling reforms

January 9, 2025 James Langton
rules and regulations
From the Regulators

Broker fined for unauthorized access violations

January 9, 2025 James Langton
stock market data
From the Regulators

Quant trader accused of stealing code

January 9, 2025 James Langton
Conflicted graph
From the Regulators

Edward Jones to pay US$17 million in NASAA settlement

January 9, 2025 James Langton
Gavel and texts
News

Closing the gap between mutual, seg fund regulation

January 8, 2025 James Langton
consultation discussion
News

BCSC sanctions trading scheme’s promoter

January 8, 2025 James Langton
Regulation
News

IIAC calls for issuer bid reforms

January 7, 2025 James Langton
Financial stock exchange market display screen board on the street
News

It took 10 years, but insider trader gets prison

January 6, 2025 James Langton
jail bars