Investor protection

From the Regulators

NBF settles supervisory allegations with MX

December 23, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
From the Regulators

Breaching BCSC freeze order lands man in jail

December 20, 2024 James Langton
Gavel and Money - Canada stock photo
News

Tribunal sets sanctions in record crypto fraud

December 20, 2024 James Langton
fraud
From the Regulators

TSX proposes trading rule reforms

December 20, 2024 James Langton
consultation discussion
From the Regulators

FINRA orders restitution to fund investors

December 20, 2024 James Langton
Business lawyer team. Working together of lawyer in the meeting.
From the Regulators

Archegos founder gets 18-year sentence in the U.S.

December 20, 2024 James Langton
Judge looks at papers
From the Regulators

U.S. trade reporting violations spark sanctions

December 20, 2024 James Langton
A gavel rests on its sounding block with a several law books and a justice scale out of fucus in the background. A cool blue cast dominates the scene. (A gavel rests on its sounding block with a several law books and a justice scale out of fucus in t
News

Pair behind US$100 million deli plead guilty

December 20, 2024 James Langton
calendar court
News

CIRO seeks feedback on proposed CE harmonization

December 19, 2024 James Langton
A creative woman asking a question at the office
News

Crypto crime up in 2024: report

December 19, 2024 James Langton
cybersecurity
News

FCA sets out to redesign U.K. retail investment disclosure

December 19, 2024 James Langton
Illustration of a businessperson using a magnifying glass to examine files
News

FSB tackles shadow bank leverage

December 18, 2024 James Langton
Board room discussion