Panel dismisses call for stronger deterrence given risks posed by crypto, social media
Group seeks revisions to U.S. state rule that match SEC's Reg BI reforms
Appeal Court agrees to rule once and for all on path for quashing a summons
Reforms would extend program to fund dealers, expand monetary limits, fund certain costs
CCMA declares project a success, but not a blueprint for T+0
Venture that led to conviction also violated securities rules, regulator says
OSC asked to review OM exemption, beneficial ownership registry being examined
Experiment finds investors lured by ESG ratings they don't understand
Man banned four years, pays $135,000 in settlement with regulator
Review highlights improved board diversity, lack of female CEOs, CFOs