U.K. government streamlining oversight of professional firms
Legislation to create Financial Crimes Agency coming next spring: Champagne
Ontario court dismisses claims against professional firms
Funds frozen pending the outcome of investors' legal actions
Regulator brings series of enforcement actions, alleging bans being flouted
Move would give SRO full responsibility for registering dealers, reps
Regulator rejects the idea of "bespoke" regulation for firms
Lawsuit alleges program harms shareholder rights, stifles dissent
FSB, IOSCO reviews find inconsistent policy adoption
Restrictions adopted in response to global financial crisis eased