Investor tried to argue that rep's title misled the courts
SRO alleged investors paid US$2 million in fees for short-term sales
Compliance review will examine industry conflicts with investors' interests
Tech companies pulled into effort to tackle large scam operations
Firm paid $4.6 million in client compensation, clawed back reps' fees
Regulator brings first enforcement action against a professional body
Receiver permitted to market assets, despite lack of enforcement allegations
Regulator consults on rules to boost trust, confidence in sustainability data
MSC finds no error with panel's findings against former fund rep
Regulator publishes draft priorities, highlighting competitive concerns