A recent survey suggests Canadians are caught between low savings and unrealistic attitudes about tapping into their homes
Are dealers getting what they need from the regulators?
It would be better if regulators and, in particular, OBSI could treat both the industry and clients fairly and with respect
Many advisors would benefit from serving the growing number of clients who are looking for investments that fit their own values
Rocky markets, technology and changing demographics mean advisors need to boost client engagement
Use the lessons of the past to avoid professional liability in the future
Advisors and their firms should avoid the growing trend of blaming clients if it is their own processes that are at fault
The CRM will help ensure a consistent standard of conduct in the investing process and enhance respect for advisors and firms
Canadian financial regulators are hampered by the gridlock that comes with fragmentation. Independent oversight could promote new ways of thinking
Making sure consumers have a sound understanding of financial products will benefit this industry as well