SRO says high risk, high volume trades, insufficient notes should have raised red flags
Know your clients, cover yourself
Willis will provide IFB members with bilingual support, more coverage options
Market volatility, potential recession also on the list of worries
Fees, ease of access are key considerations for investors when selecting an ETF
Clients will receive enhanced fee disclosures beginning in 2027, as part of CRM3 — advisors should explain the changes in advance
Woodgate Financial Inc., Investment Planning Counsel, are among Focal's customers
Chris Reynolds of Investment Planning Counsel says year-end buying and selling will create plenty of mispricings
IG Wealth survey echoes findings of IE’s Report Card series
Province harmonizes with Ontario on education