Keyword: Compliance

Lawyer: Sophistication elemental to KYC compliance article image

Lawyer: Sophistication elemental to KYC compliance

• By: Ellen Bessner
• May 13, 2011 October 30, 2019
• 10:54

Lawyer’s system keeps KYC forms current, compliant article image

Lawyer’s system keeps KYC forms current, compliant

• By: Ellen Bessner
• April 24, 2011 October 30, 2019
• 21:46

Ruta: Three principles for managing conflict of interest article image

Ruta: Three principles for managing conflict of interest

• By: Jim Ruta
• April 14, 2011 October 30, 2019
• 22:16

Litigation lawyer: Know your client and prove it with notes article image

Litigation lawyer: Know your client and prove it with notes

• By: Ellen Bessner
• April 7, 2011 October 30, 2019
• 07:00

ScotiaMcLeod advisor: Benefits of working with the media article image

ScotiaMcLeod advisor: Benefits of working with the media

• By: Dan Richards, Bev Moir
• March 6, 2011 October 30, 2019
• 20:43

Lawyer: “Insurers deny existence of supervision” article image

Lawyer: “Insurers deny existence of supervision”

• By: Harold Geller
• February 25, 2011 December 15, 2017
• 13:18

Newlink’s Innes: MGA licensing, regulations on the way article image

Newlink’s Innes: MGA licensing, regulations on the way

• By: Byren Innes
• February 10, 2011 December 15, 2017
• 20:30

A service to document compliant client meetings efficiently article image

A service to document compliant client meetings efficiently

• By: Dan Richards, Murray Morton
• December 6, 2010 October 30, 2019
• 13:59

An audit is a learning opportunity

Compliance experts explain how you can turn an audit into a beneficial experience for your business

• By: Fiona Collie
• October 29, 2010 November 5, 2019
• 14:19

IFIC stresses importance of maintaining proper records

Resource guide published to enhance compliance

• October 27, 2010 October 27, 2010
• 14:25