The regulator also wants to toughen enforcement and see better advice given at banks
Misrepresentation allegations against pharma company and CEO dismissed
Labor Department finalizes fiduciary rule for retirement advice
Regulator seeks to extend regime to portfolio managers
Regulator adopts new charges to cover added costs on overseeing crypto sector
SRO proposes doubling maximum fines, toughening suspensions
Regulators to boost fee transparency, explore enhanced retail access
Crypto platforms get until Oct. 31 to meet CSA's interim rules
Broker conflicts, finfluencers, gamification among regulators' priorities
Expanding access to advice, standardizing KYC data collection on SRO's agenda