Government proposes easing service requirements for investigative notices
Firms failed to capture employees' private texts, WhatsApp chats
Approach to guarding against deposit flight risk remains unsettled
Higher-educated, better-paid workers most exposed, but low-wage workers face greater replacement risk
Regulator details anti-greenwashing efforts, anticipates new disclosure demands
Let’s use principles-based regulation to clients’ advantage
Settlement hearing with Royal Mutual Funds scheduled for Oct. 15
Firms charged over unapproved off-channel communications
Much of the industry's involvement may be outside the SRO's perimeter
Misconduct continued even when rep was under close supervision, CIRO says