Former registrant filed the application in Superior Court of Quebec
CSI brand will continue, Fitch Learning says
Tips for financial advisors — and for clients affected by other breaches
CIRO is waiting for CRA’s feedback to move ahead, while CRA says the matter falls outside its scope
Findings put bank branches’ proprietary shelves back in the spotlight, highlight lack of MER knowledge
Seven organizations will share the funds, collected from enforcement proceedings
Regulator clarifies its response to concerns arising from survey of mutual fund reps
The regulator says the new exam fees will lower the cost of licensing in Canada
With only one option for mutual fund proficiency, concerns arise among dealers, education providers
Provincial government, AMF, criticized for a lack of consultation over moves