Dealer and branch manager sanctioned for lax supervision of leveraged ETF recommendations
MFDA unit sold to Manulife Financial
NBF says the MFDA piece of Wellington West was not a good fit with its IIROC-based businesses
Dealer adds 39 advisors and $900M in assets to Manulife Securities
Dealer failed to failed to properly process and price the sale of Opti Canada shares
Four funds closed to new purchases
But the Winnipeg-based brokerage firm’s chairman and CEO says the firm must still be able to control its own destiny
Independent full-service wealth management firms Wellington West Capital Inc. has confirmed the multi-year renewal of its PriceMetrix ValueOne contract across the firm’s network of 178 advisor teams. PriceMetrix is a Toronto software company that helps retail wealth management firms and their advisors optimize selling efforts, manage clients, identify growth opportunities, and enhance practice management. According […]
Known for serving Canadian university alumni, the firm is negotiating with groups representing other demographics
Christianson and Total Wealth Management Team recognized