Imposes more than $40 million in penalties
TD Waterhouse Canada Inc. today announced the establishment of the Private Giving Foundation. The brokerage firm says the foundation is the first program of its kind offered by a Canadian financial institution that enables individuals to establish an endowment fund.Contributors will have a donor-advised account opened in their own name or designated in memoriam to […]
Firms failed to prevent “late trading” in mutual funds
It may be the improved markets, but advisors are in better spirits — and giving better grades
Branch brings discount, full-service brokerage and financial planning services under one roof
Risk of customers leaving if integration poorly handled
Boomers more likely to own an RSP than Gen X-ers
Integrates banking and brokerage platforms
Courts in British Columbia and Ontario have approved a national class action settlement involving TD Waterhouse Canada Inc. and millions of dollars in foreign exchange conversions.TD said in a statement Tuesday both the B.C. Supreme Court and the Ontario Superior Court of Justice have approved the settlement. The settlement was worked out in B.C. last […]
For first time in six years, Canadian research ranks higher as scandals in U.S. may have taken toll