If Ontario were to merge these two regulatory bodies, it could provide financial planners with a more streamlined regulatory system
OSC finds HydraLogic violated cease trade order
OSC’s Investor Advisory Panel releases annual report
Penalties and disgorgement total more than $1.7 million
Two-year suspension stands
Court appearances scheduled for March
Bans issued against former Hollinger execs Black, Boultbee
OSC report outlines priorities for investment funds and structured products branch
SPAC members to serve until 2017
Early stage issuers gain greater access to capital