Changes address concerns of stakeholders, regulators say
CSA joins forces with Fraud Prevention Forum
Comment period open until April 22
Regulators seeking feedback on three key issues
Quiz participants get chance to win a $750 scholarship
For regulators, as for many organizations, hiring and hanging onto quality employees is a challenge. Indeed, that chore appears to be at the heart of the biggest problem regulators have in carrying out their responsibilities.In mid-January, the Canadian Securities Administrators published a report detailing the outcome of its most recent oversight review of the Investment […]
The Canadian Securities Administrators today announced the implementation of harmonized national take-over bid and issuer bid requirements.The step is intended to provide greater certainty and clarity to this area of securities regulation. At the same time, the CSA has also adopted general guidance for the conduct of take-over and issuer bids.“Take-over and issuer bids are […]
Regulators introduce streamlined review policies for passport jurisdictions and Ontario
Dealers association fulfills its mandate: report
Revised regs provide framework for the use of brokerage commissions