One-third of Canadians have not engaged in a detailed discussion with their partner about their retirement plans
Cautious optimism about sovereign debt and U.S. relative strength
Management, distribution fees rise
Bytnar fined $150,000 for sales violations, failing to co-operate with an investigation
Offering memoranda contained numerous deficiencies, BCSC says
Alberta rep fined for acting as an “advisor” without being registered as such
Patterson will be a key contributor to the bank’s growing bulk lease financing program
Independent full-service wealth management firms Wellington West Capital Inc. has confirmed the multi-year renewal of its PriceMetrix ValueOne contract across the firm’s network of 178 advisor teams. PriceMetrix is a Toronto software company that helps retail wealth management firms and their advisors optimize selling efforts, manage clients, identify growth opportunities, and enhance practice management. According […]
Former investment banker looking to alter tipping settlement
The executive director of the British Columbia Securities Commission has issued a notice of hearing seeking reciprocal orders against Dirk Christian Lohrisch based on a July 26, 2010 decision of the Investment Industry Regulatory Organization of Canada .In the IIROC decision, the panel found that Lohrisch, a Vancouver, B.C. resident, had contravened its dealer member […]