SRO ordered US$48.1 million in monetary penslties in 2022
Global preeminence of the U.S. dollar facing multiple challengers
Markets, investment funds remain vulnerable to rising stress
Most of the investors' money was put into riskier projects than promised
Commission structures, account transfer standards and dual registration are all in the works
Countdown to shorter settlement cycle transition in May 2024 has begun
Growing politicization of ESG investing in U.S. poses risk to asset managers, Moody's says
High inflation remains the top issue for businesses, survey finds
Market manipulation scheme run on Discord channel, regulator says
Selling regulated and unregulated products side by side poses risks to investors, firms