Revised agreement between a rep and his former firm was valid: decision
Regulator's head of enforcement, chair to depart next week
JP Morgan tops global league tables, BMO Capital Markets leads in Canada
Growth of banks' foreign operations raises vulnerabilities: BoC paper
Effort to elevate financial compensation in criminal cases falls flat
SRO proposes mandatory close-out requirements that aim to prevent failed trades, align with U.S. regime
Stability in overall inflation conceals conflicting underlying trends
Marex Capital Markets sanctioned in settlement with MX
U.S. authorities allege trade secrets stolen to help start rival firm
Fund investors paid front-end loads, moved into fee-based accounts sooner than expected, regulators alleged