A hearing panel of the Investment Dealers Association of Canada Peregrine Financial Group Canada Inc. $40,000 being capital deficient.Following a settlement hearing, the panel accepted a settlement agreement negotiated between staff of the IDA and Peregrine. Peregrine admitted to being capital deficient from December 2005 to March 2006.Upon notification of the capital deficiency, Peregrine took […]
Consultations end Feb. 12
Policy overhaul needed to boost Canada’s international competitiveness, Waugh says
Paper sets out new structure in which securities subject to higher standards will be more clearly separated from directive minimum standards
Deal also includes bank’s Israeli investment banking and equities business
Retail investors gain access to manager’s quantitative approach
RBC Asset Management Inc. today announced the launch of the RBC O’Shaughnessy U.S. Growth Fund II.The fund is designed for long-term investors looking for exposure to primarily small and mid-cap U.S. securities with above-average growth potential. All U.S. currency exposure in the fund is hedged.“O’Shaughnessy’s consistent and time-tested quantitative approach to security selection has led […]
New funds offer growth potential with a guaranteed maturity amount
Gold reaches new high on weak U.S. greenback
Seamark Asset Management Ltd. reports that it ended the fourth quarter with an estimated $3.87 billion in assets under management.Full year 2007 financial results are scheduled for release on February 13, 2008.Halifax-based Seamark provides investment management services across Canada to institutional clients, mutual funds, private clients, and wrap programs of many of Canada’s leading investment […]