Full plate for BCSC’s new chairwoman
Brenda Leong says the securities regulator needs an integrated approach to deal with fraudsters
- By: David Baines
- February 19, 2010 February 2, 2019
- 15:54
Brenda Leong says the securities regulator needs an integrated approach to deal with fraudsters
For sophisticated investors, returns on P2P social lending can compare favourably with those on fixed-income (IE:TV)
Smartphone trades could be next
More clients want to control their trading
Forget about massages and bubble baths. Among the financial advi-sors who experienced higher levels of stress in 2009 vs 2008, 59% changed their work habits…
But it’s a different story for those advisors who adopt a passive approach to client relationships (IE:TV)
Almost six in 10 post-secondary graduates have student debt; their financial well-being and that of their parents are affected
Fewer and younger savers will probably mean reduced contributions in the years ahead
Requiring more firms to belong to an SRO may be one useful solution
Seamark is managing funds for GrowthWorks under the new Matrix parent; both firms to benefit from size of the new entity
Rajiv Silgardo is using the branch system to market fast-growing ETFs
Purchase of Halifax firm allows small Markham, Ont., dealer to keep growing
The establishment of Fidelity Clearing Canada means there are now four major players — and another has plans to join the game
While other countries save, Canada continues to spend. If the recovery stalls, the price could be high
Is a national securities regulator the best hope?
Four things to include in a good succession plan
Many advisors neglecting to create a succession plan for their own businesses
However, investors are not taking on much risk, as fixed-income funds and balanced funds represent the biggest purchases
Move will shave weeks off application process
There’s little agreement among industry participants about policing the pools
Two decisions from the Tax Court of Canada appear to limit the effect of the CRA’s own interpretation bulletin (IE:TV)
Even though domestic banks performed relatively well during the recession, they will also get punished
Long-time B.C. advisor Rusty Goepel steers the Olympic train in the home stretch
Latest deal deepens existing links between credit unions and insurance provider