(November 3 – 16:20 ET) – The hearing into the matter involving investment counsel portfolio manager Noram Capital Management, Inc. and Andrew Willman, Noram’s president, Chief Executive Officer will commence on February 5, 2001, or as soon thereafter that a panel can be convened.
On July 10, 2000, the Ontario Securities Commission issued a Notice of Hearing and Statement of Allegations against Noram and Willman.
-IE Staff
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Leadership transition at Odlum Brown; Bryce Walker tapped as CEO at CC&L Funds
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Help clients benefit from opportunities with TFSAs, RRSPs, RRIFs and more
Women continue to face systemic issues in Canada's financial planning industry — Tanya Staples has an idea
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation