Trailer ban comes with industry rebuke
The CSA warns the industry against abuses as bans loom for trailers, DSCs
- By: James Langton
- September 17, 2020 September 17, 2020
- 12:07
The firm reported that clients had paid trailers on fee-based accounts
Being comfortable with high valuations may require a nuanced assessment
Stable income, rising wealth a bright spot for big global investment firms
Americans in Canada who received U.S. payments won't need to include amounts in income
Fed also announced plan to push inflation above 2% annually
MGAs will be part of the review
Liquidity has created a "Frankenstein" high-yield market that requires scrutiny
Rep sought halt of nine-month suspension, pending review of IIROC ruling
The new fund offers investors a target payout of 4% per year
Competitive advantage would lie north of the border
Global GDP is projected to decline by 4.5% this year
'Hot print' from Micron Technologies boosted enthusiasm for tech stocks, says portfolio manager
Central bank sees slowdown in wage gains from collective agreements
Rise in benchmark short-term rate to 0.75% is aimed at curbing inflation
Accountant allegedly found assets used to lure investors to schemes
OSC forgoes monetary sanctions, amid bankruptcy, ongoing litigation
Execs that previously pleaded guilty in fraud case accept regulatory sanctions
Plus, Raymond James gains Richardson advisor, and promotions at BMO, CI GAM, Wellington-Altus and more
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
Plus, Wellington-Alus Private Counsel and Ninepoint Partners add new talent
Also, moves at Mackenzie Investments, Edward Jones Canada and the CSA
Plus, moves at BMO Private Wealth, Fiera Capital and CIBC GAM
Mutual fund, ETF AUM rose for the seventh consecutive month
Plus, other product launches and news, including more ESG fund terminations
More than 300 new products landed in 2025 — a new record