Skip to Content
↵ENTER
Skip to Menu
↵ENTER
Skip to Footer
↵ENTER
  • CE Corner
  • Webinars
  • Soundbites
Investment Executive
  • Log in
  • Subscribe

Lawyer: “Not much impact” here from SEC’s fiduciary debate

  • Share
  • Facebook
  • LinkedIn
  • Twitter
  • Mail to a fried
  • Print
  • News
    • Industry News
    • From the Regulators
    • People
    • Products
    • Research and Markets
  • Report Cards
  • Insight
    • Editorials
    • Columns
    • Letters to the Editor
  • In Depth
    • Special Reports
    • Report Cards
    • Magazines
    • Partner Reports
    • Expert Advice
  • Inside Track
  • Brand Knowledge
  • Newspaper
  • Tools
    • CE Corner
    • Webinars
    • For Your Clients
    • Partners’ Place
    • Soundbites
Home News From the Regulators Lawyer: “Not much impact” here from SEC’s fiduciary debate

Lawyer: “Not much impact” here from SEC’s fiduciary debate

  • By: Laura Paglia
  • February 7, 2011 December 15, 2017
  • 13:56
  • Share
  • Facebook
  • LinkedIn
  • Twitter
  • Mail to a fried
  • Print
Laura Paglia
  • Related news

  • FCA seeks more credibility for ESG ratings

  • Trade, geopolitics loom large in OSC’s agenda

  • Supreme Court upholds investor’s right to sue

  • Keywords
  • Disclosure,
  •  
  • Canada,
  •  
  • Video,
  •  
  • IETV,
  •  
  • Practice
Share this article and your comments with peers on social media
  • Facebook
  • LinkedIn
  • Twitter

Every day, get the financial news that matters in your inbox.

Subscribe

Tools

Webinars

    The Case for Private Markets: The Strategic Role of Alternatives in Today’s Portfolios

    The Case for Private Markets: The Strategic Role of Alternatives in Today’s Portfolios Two men in front of a mountain and forest landscape.

    Federal Budget 2025: Webinar with Jamie Golombek

    Federal Budget 2025: Webinar with Jamie Golombek Parliament building and Canadian flag.
CE Corner For Your Clients Events

Latest news In From the Regulators

Europe pushes single financial market reforms

Policymakers propose measures to integrate, harmonize markets

  • By: James Langton
  • December 4, 2025 December 4, 2025
  • 14:33

U.K. to explore growing private market risks

Bank of England to stress test private markets

  • By: James Langton
  • December 4, 2025 December 4, 2025
  • 14:20

Virtu sanctioned by SEC

Regulator alleged firm failed to protect clients' trading data

  • By: James Langton
  • December 4, 2025 December 4, 2025
  • 14:14

CIRO to issue final dealer rules in February

Final consultation on merged dealer rules will get 120-day comment period

  • By: James Langton
  • December 3, 2025 December 3, 2025
  • 17:32

Today's top stories

CIRO’s proficiency portals on track for Jan. 2

CSI brand will continue, Fitch Learning says

  • By: Michelle Schriver
  • December 5, 2025 December 5, 2025
  • 16:51

Ben Felix is on Canadian Advisor.cast

A look back at 2025 — Canadian stocks, AI and not-so-great expectations

  • By: Kevin Press
  • December 5, 2025 December 5, 2025
  • 16:38

S&P/TSX composite closes the week lower, while U.S. stock markets rise

Both the Bank of Canada and the Fed will make rate decisions next week

  • By: Lauren Krugel, The Canadian Press
  • December 5, 2025 December 5, 2025
  • 18:00

Product roundup: Global X unveils copper ETF with covered call strategy

Plus, a new ETF provider enters the scene, other products announced, firms make fund changes

  • By: Noushin Ziafati
  • December 5, 2025 December 5, 2025
  • 16:25
  • News
  • Industry News
  • From the Regulators
  • People
  • Products
  • Building Your Business
  • Client Communications
  • Practice Management
  • Financial Planning
  • In Depth
  • Special Reports
  • Report Cards
  • Magazines
  • Partner Reports
  • Insight
  • Editorials
  • Columns
  • Letters to the Editor
  • Inside Track
  • Tools
  • Brand Knowledge
  • Newspaper
  • Newspaper newspaper image Investment Executive November 2025 final cover
  • Free Subscription
  • Investment Executive - Our sister brands Investment Executive - Our sister brands
  • Finance Investissement Finance Investissement
  • Advisor.ca Advisor.ca
  • Conseiller.ca Conseiller.ca
  • About Us
  • Contact Us
  • Reprints and Permissions
  • Advertise
  • Statement of Ethics
  • Terms of Use
  • Privacy Policy
  • Accessibility
  • AI Policy
Newcom Media

© Newcom Media Inc.

We use cookies to make your website experience better. By accepting this notice and continuing to browse our website you confirm you accept our Terms of Use & Privacy Policy.

read more >>