10 Wall Street firms settle charges over research in US$1.4 billion pact
Record deal with regulators ends probe
- By: IE Staff
- April 29, 2003 April 29, 2003
- 07:50
Latest news in Industry News
Toronto branch manager fined
Scotia Capital manager also barred for three years from supervisory duties
- By: IE Staff
- April 28, 2003 April 28, 2003
- 14:40
Canadians trust their banks the most: survey
Poll by BMO says governments, utilities rank well behind
- By: IE Staff
- April 28, 2003 April 28, 2003
- 09:40
Analysts to pay millions in fines
Investment banking research settlement to be unveiled Monday
- By: IE Staff
- April 28, 2003 April 28, 2003
- 07:50
Power Financial buys Canada Life shares
Firm now holds more than 2 million shares
- By: IE Staff
- April 25, 2003 April 25, 2003
- 08:20
Wall Street braces for revelations in research settlement
US$1.4 billion settlement due next week
- By: IE Staff
- April 25, 2003 April 25, 2003
- 07:50
Royal Bank sets up SARS phone line
Will help Toronto clients financially impacted by disease
- By: IE Staff
- April 24, 2003 April 24, 2003
- 13:40
Manulife first-quarter profit inches higher
Stronger dollar impacts earings
- By: IE Staff
- April 24, 2003 April 24, 2003
- 10:20
Home Capital earnings jump 27%
Company posts 31st consecutive quarter of increased earnings
- By: IE Staff
- April 24, 2003 April 24, 2003
- 09:35
Insurance broker expands into U.S.
Anthony Clark buys California brokerage
- By: IE Staff
- April 24, 2003 April 24, 2003
- 08:30
Former CSFB banker faces criminal obstruction case
Quattrone also charged with witness tampering
- By: IE Staff
- April 24, 2003 April 24, 2003
- 07:50
Disnat launches direct-access brokerage service
DisnatDirect now online
- By: IE Staff
- April 23, 2003 April 23, 2003
- 09:40
Bush backs Greenspan for another term at Fed
Statement ends speculation over replacement
- By: IE Staff
- April 23, 2003 April 23, 2003
- 07:50
UBS Warburg appoints new analyst
Bilodeau to cover Canadian retail and consumer products sectors
- By: IE Staff
- April 22, 2003 April 22, 2003
- 09:25
Sarbanes-Oxley, corporate governance reform top of mind with banks in 2003
PwC releases banking perspectives report
- By: IE Staff
- April 22, 2003 April 22, 2003
- 09:20
Homeowners-insurance units are seeing earnings improve
Two-year campaign bears fruit
- By: IE Staff
- April 22, 2003 April 22, 2003
- 07:50
U.S. dollar’s decline helps U.S. firms get leg up abroad
European firms feeling the pinch
- By: IE Staff
- April 21, 2003 April 21, 2003
- 07:50
Margin debt levels flat in February
$6.84 billion says IDA
- By: IE Staff
- April 17, 2003 April 17, 2003
- 08:15
NYSE probing floor-trading firms for possible ‘front-funning’
FleetBoston subsidiary and LaBranche under investigation
- By: IE Staff
- April 17, 2003 April 17, 2003
- 07:50
Increased political scrutiny opportunity for progress on securities reform
Inaction poses risk to capital markets says Oliver
- By: Kate McCaffery
- April 16, 2003 April 16, 2003
- 11:30
IDA approves ammendment to securities ownership by-law
Changes limit on "significant equity interest"
- By: IE Staff
- April 16, 2003 April 16, 2003
- 07:55
SEC decides on ‘tough’ cop to walk accounting beat
New York Fed's McDonough to head new accounting-oversight board
- By: IE Staff
- April 16, 2003 April 16, 2003
- 07:50
CIBC granted insider exemptions
227 vice presidents exempt from reporting requirements
- April 15, 2003 April 15, 2003
- 13:30
TD sells Australian discount brokerage operations
Says opportunity for growth was limited
- By: IE Staff
- April 15, 2003 April 15, 2003
- 08:20
Amex Is close to being bought by Chicago firm
GTCR to buy exchange for US$100 million
- By: IE Staff
- April 15, 2003 April 15, 2003
- 07:50