Janus said to be near settlement
Fund giant to pay over US$200 million over market-timing allegations
- By: IE Staff
- April 27, 2004 April 27, 2004
- 07:40
Latest news in Industry News
Ubiquity Bank sets up shop online
A new bank has opened its doors to Canadian savers. Launched April 20, Ubiquity Bank of Canada is a full-service bank with a complete menu…
- By: IE Staff
- April 26, 2004 April 26, 2004
- 14:20
Manulife earnings rise in first quarter
Rising loonie curbs revenues
- By: IE Staff
- April 26, 2004 April 26, 2004
- 10:20
HSBC Bank Canada Q1 profit jumps 26%
Accounting change boosts earnings
- By: IE Staff
- April 26, 2004 April 26, 2004
- 09:35
SEC may police fair-value pricing
Regulator weighing move to take action against errant fund firms
- By: IE Staff
- April 26, 2004 April 26, 2004
- 07:35
Newport Capital, Ezee ATM join forces
New partnership looking to expand
- By: IE Staff
- April 23, 2004 April 23, 2004
- 10:25
TD Waterhouse USA CEO to retire next year
Brokerage beefs up executive team
- By: IE Staff
- April 22, 2004 April 22, 2004
- 07:55
Swift Trade expands globally
Proprietary trading firm credits strategy for success
- By: IE Staff
- April 21, 2004 April 21, 2004
- 15:45
Canadian Western Bank to acquire Valiant Trust
Purchase will enhance trust services
- By: IE Staff
- April 21, 2004 April 21, 2004
- 13:10
Feds approve Manulife takeover of Maritime Life
Transaction is part of John Hancock acquisition
- By: IE Staff
- April 21, 2004 April 21, 2004
- 07:50
Greenspan is upbeat on economy
Rate rise is expected later
- By: IE Staff
- April 21, 2004 April 21, 2004
- 07:30
SEC brief in WorldCom case cites analysts’ influence
"Unusual" brief supports lead plaintiff
- By: IE Staff
- April 20, 2004 April 20, 2004
- 07:35
CBID signs liquidity agreement with CIBC World Markets
Dealer to provide pricing data to retail fixed income trading system
- By: IE Staff
- April 19, 2004 April 19, 2004
- 10:50
Transamerica Life enhances universal life offering
Advisors gain improved tax-sheltering of interest accumulation for their clients
- By: IE Staff
- April 19, 2004 April 19, 2004
- 10:40
TD Waterhouse opens West Vancouver investor centre
Branch brings discount, full-service brokerage and financial planning services under one roof
- By: IE Staff
- April 19, 2004 April 19, 2004
- 08:50
Fed might lean to higher rates
Job growth, inflation may alter patient stance
- By: IE Staff
- April 19, 2004 April 19, 2004
- 07:40
SEC approves emergency preparedness rules for securities industry
NASD, NYSE member required to prepare business continuity plan
- By: IE Staff
- April 16, 2004 April 16, 2004
- 15:30
New cops will walk mutual-funds beat
SEC mandates chief compliance officers for fund companies
- By: IE Staff
- April 16, 2004 April 16, 2004
- 07:40
Co-operators posts improved results for 2003
P&C unit returns to profitability
- By: IE Staff
- April 15, 2004 April 15, 2004
- 16:30
Bond rates rising on inflation fears
Yields sharply higher than a month ago
- By: IE Staff
- April 15, 2004 April 15, 2004
- 07:30
SIA forecasts modest growth in 2004
Industry profit doubles in 2003
- By: IE Staff
- April 14, 2004 April 14, 2004
- 15:40
Fund scandals spawn new SEC rules
Funds to provide expanded disclosure of the risks of frequent trading
- By: IE Staff
- April 14, 2004 April 14, 2004
- 07:40
SIA proposes new disclosure system
Would inform investors of relationships between brokerages and fund companies
- By: IE Staff
- April 13, 2004 April 13, 2004
- 16:10
NASD short-selling rules affect Canadian brokers
IDA urges members to adjust trading practices
- By: IE Staff
- April 13, 2004 April 13, 2004
- 09:55
IDA revises advertising rules
Requirements for prior approval lessened
- By: IE Staff
- April 12, 2004 April 12, 2004
- 14:30