Fiduciary duty would cost dealers millions: SIFMA
U.S. industry is generally willing to bear costs in order to benefit retail clients, lobby group says
- By: James Langton
- July 8, 2013 December 14, 2017
- 11:35
Latest news in Industry News
Credit Suisse hires former Swiss regulator
Urs Zulauf to support bank in tax compliance
- By: James Langton
- July 8, 2013 December 14, 2017
- 08:30
Retail firms see some improvement in Q1: IIAC
Recovery could be short lived given market volatility in recent months, association warns
- By: Fiona Collie
- July 5, 2013 December 14, 2017
- 11:00
Great-West near to closing Irish Life Group deal
The acquisition is expected to be completed on July 10
- By: IE Staff
- July 5, 2013 December 14, 2017
- 10:40
A.M. Best affirms Foresters rating
Outlook is stable
- By: IE Staff
- July 5, 2013 December 14, 2017
- 10:00
Sprott joint venture stalls
Sprott Inc. (TSX: SII) said Thursday the previously announced joint venture with CITICPE Hongkong Mgt. Co. Limited to set up an offshore global resource fund…
- By: IE Staff
- July 4, 2013 December 14, 2017
- 15:40
RRIFs, seg funds and insolvent estates
Section 160 of the Income Tax Act can have draconian consequences
- By: Patricia Chisholm
- July 3, 2013 December 14, 2017
- 13:45
Deal formed without signing agreement, court rules
Court rules insurance broker joined Prolink Network and then violated contract
- By: James Langton
- July 3, 2013 December 14, 2017
- 13:20
PlanPlus Global Financial Planning Awards open for submissions
Submissions due July 31
- By: IE Staff
- July 3, 2013 December 14, 2017
- 10:30
Ernst & Young adopts EY brand
Mark Weinberger becomes EY Global Chairman and CEO
- By: IE Staff
- July 3, 2013 December 14, 2017
- 09:20
Canadian pension plan solvency improves in Q2: Mercer
Rising interest rates boost returns
- By: IE Staff
- July 2, 2013 December 14, 2017
- 13:05
Western, Coast Capital complete sale of insurance unit
Coast Capital Insurance Services will continue to operate under the CCIS name for at least two years
- By: IE Staff
- July 2, 2013 December 14, 2017
- 12:40
Peak launches private wealth division
Firm enhances its offering with the addition of portfolio managers
- By: IE Staff
- July 2, 2013 December 14, 2017
- 09:25
Schulich launches Regulatory Affairs stream
New Master of Finance specialization designed in partnership with the Toronto Centre
- By: IE Staff
- July 2, 2013 December 14, 2017
- 09:15
Sun Life continues CFL sponsorship
This past year, three former CFL players became Sun Life advisors
- By: IE Staff
- June 28, 2013 December 14, 2017
- 10:00
CSI launches new banking certificate
Certificate in Personal Banking provides rookie financial services professionals with a solid foundation in investing, lending and relationship management
- By: Fiona Collie
- June 27, 2013 December 14, 2017
- 12:55
Inter-generational wealth transfers: Retaining spouses and children
Speakers at IIAC Small and Independent Dealers symposium suggest meeting the family and finding out about the will
- By: Clare O’Hara
- June 27, 2013 December 14, 2017
- 12:15
RBC leads institutional equity trading: Greenwich
Canadian firms fighting for market share as a means of maintaining trading revenues
- By: James Langton
- June 27, 2013 June 27, 2013
- 10:30
Calgary gets back to work
ASC Calgary office reopens; CDS resumes normal operations
- By: James Langton
- June 27, 2013 June 27, 2013
- 08:15
Reforms necessary for shadow banking: BoC
Shadow banking system needs to be more resilient in the event of an economic crisis, says deputy governor
- By: Alexandra Posadzki
- June 26, 2013 June 26, 2013
- 16:35
Diving deep to understand client base
U.S. firm moves small accounts to younger brokers
- By: Clare O’Hara
- June 26, 2013 June 26, 2013
- 15:35
Knight Capital to merge with GETCO
Knight Capital suffered a US$440 million loss last summer due to a software glitch
- By: James Langton
- June 26, 2013 June 26, 2013
- 15:30
Taxpayers have the right to complain
Federal government adds a new right to the Taxpayer Bill of Rights
- By: James Langton
- June 26, 2013 June 26, 2013
- 14:00
Feds unveil new tax disclosure requirements
New disclosure rules for taxpayers with over $100,000 in foreign property to help prevent tax evasion
- By: James Langton
- June 26, 2013 June 26, 2013
- 11:05