Increased regulation having a severe impact on small dealers
This year, there have been a total of 74 rules out for comment vs only 28 in all of 2007 — and the increase in…
- By: Clare O’Hara
- June 25, 2013 June 25, 2013
- 16:45
Latest news in Industry News
ITA penalties against tax advisors not criminal
A recent appeal court decision means less protection for advisors
- By: Patricia Chisholm
- June 25, 2013 June 25, 2013
- 14:35
Canadian financial firms to form new stock exchange
Aequitas says it wants to level the playing field for all market participants
- By: Linda Nguyen
- June 25, 2013 June 25, 2013
- 11:20
OAS benefit amounts increase
Maximum benefit will rise to $549.89 per month
- By: IE Staff
- June 25, 2013 June 25, 2013
- 10:20
Toron AMI begins operations
Newly combined firm offers Canadian and global investment management
- By: IE Staff
- June 25, 2013 June 25, 2013
- 09:20
BMO Global Asset Management expands Into Australia
Office will focus on institutional investors
- June 25, 2013 June 25, 2013
- 08:50
Expanded CPP could curb RRSP contributions
Benefits of expansion need to be weighed against the costs, says Fraser Institute report
- By: James Langton
- June 25, 2013 June 25, 2013
- 08:05
Women in Capital Markets expands award program
Applications for Return to Bay Street Award are due June 27
- By: IE Staff
- June 25, 2013 June 25, 2013
- 08:00
GMP Securities supports Alberta flood relief efforts
Investment dealer to donate June 26 trading commissions
- By: IE Staff
- June 24, 2013 June 24, 2013
- 15:50
Understanding debt after death
Most people don’t understand what happens to their debts after their death, leaving their beneficiaries vulnerable
- By: Fiona Collie
- June 24, 2013 June 24, 2013
- 14:15
Ontario eases withdrawals from locked-in retirement funds
Financial hardship unlocking process simplified
- By: James Langton
- June 24, 2013 June 24, 2013
- 13:10
Calgary flood has industry scrambling
Firms and organizations roll out continuity plans
- By: James Langton
- June 24, 2013 June 24, 2013
- 13:00
European Commission approves NYSE takeover
Proposed acquisition by IntercontinentalExchange still subject to SEC approval
- By: James Langton
- June 24, 2013 June 24, 2013
- 10:40
Credential partners with Smarten Up for education support
Firm makes education services a strategic investment
- By: IE Staff
- June 24, 2013 June 24, 2013
- 10:30
Front Street CEO helps raise $225,000 for Toronto kids clinic
Financiers and physicians become white knights in support of hospital-based clinic
- By: IE Staff
- June 24, 2013 June 24, 2013
- 09:35
Calgary flood shuts ASC, TSX Venture offices
Mandatory evacuation remains in effect
- By: James Langton
- June 23, 2013 June 23, 2013
- 16:00
Not all flooding covered by insurance
Policies need to be checked: experts
- By: LuAnn LaSalle
- June 21, 2013 June 21, 2013
- 15:00
BCSC likes Facebook
The regulator is using social media to reach out to the public on investor education, fraud reporting and enforcement
- By: Fiona Collie
- June 21, 2013 January 23, 2018
- 14:00
Sun Life U.S. annuities deal will likely be delayed
New York regulator has yet to approve sale
- June 21, 2013 June 21, 2013
- 09:10
Web exclusive: Firms deliver on diversity
Banks and credit unions have place added emphasis on issues affecting minorities, women and people with disabilities
- By: Clare O’Hara
- June 21, 2013 October 31, 2019
- 08:30
Disclosure not enough for investors
Industry and regulators must look for ways to reach out to investors
- By: Fiona Collie
- June 21, 2013 June 21, 2013
- 07:35
Feds launch search for financial literacy leader
Successful candidate will lead the development of a national financial literacy strategy
- By: James Langton
- June 21, 2013 June 21, 2013
- 07:00
Rebuilding investor trust is key
Advisors must demonstrate their commitment to clients
- By: Fiona Collie
- June 20, 2013 June 20, 2013
- 15:35
New GST guidance for insurance agents and brokers
CRA memorandum provides guidance on how various services are typically treated under GST rules
- By: James Langton
- June 20, 2013 June 20, 2013
- 11:55
Pension industry tackles sustainable capitalism
ICPM workshop focuses on five action steps
- By: IE Staff
- June 20, 2013 June 20, 2013
- 11:25