In response to an application made by Rampart Securities Inc. and the Investment Dealers Association of Canada, the Ontario Securities Commission has modified its original direction dated August 14.
The OSC will allow a monitor to observe the financial and business affairs of Rampart, as well as allow Rampart to complete transactions through another member of the IDA where securities are required to be liquidated.
Provincial regulator can halt trading when misinformation circulates
QAFP exam has one more sitting before title protection transition ends
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The institute will work with Business Future Pathways on the guidelines
Investor protection enables capital formation
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