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The New Paradigm of Financial Advice

News from a two-day conference held March 30-31 in Toronto, and presented by the C.D. Howe Institute, the University of Calgary’s School of Public Policy, and CIRANO, together with the Toronto Financial Services Alliance. Photo copyright: nexusplexus/123RF.

March 31, 2017

Province in favour of Expert Committee’s proposed rules for advisors, financial planners

Ontario’s government intends to work with the province’s financial regulators on many of the Expert Committee’s recommendations

  • March 31, 2017 November 9, 2019
  • 11:00

Ontario to give SROs power to collect fines against advisors in court

Advisors in the province subject to disciplinary sanctions will no longer be able to evade their fines simply by leaving the industry

  • March 31, 2017 November 9, 2019
  • 10:25

Will regulatory reforms be good for investment industry?

Experiences in Australia show that initial concern for regulatory reforms will give way to growth down the road for the financial advice business, head of OSC suggests

  • March 30, 2017 November 9, 2019
  • 16:10