Home In Depth Special Reports The end of embedded commissions? How we got here

The end of embedded commissions? How we got here

The Canadian Securities Administrators (CSA) has decided not to ban embedded commissions after all. Instead, the group of provincial and territorial regulators have proposed new rules for dealers and financial advisors to address any potential conflicts of interest in clients’ best interest or avoid them altogether, as well as to eliminate all forms of deferred sales charges (DSCs).

Included in this special feature are the notable developments in this area over the past few years highlighting how we got to the CSA’s decision.

June 22, 2018

Split reactions to CSA proposals

  • June 22, 2018 November 13, 2019
  • 12:44

Opinion: CSA decision a big win for the industry

  • June 21, 2018 November 17, 2019
  • 10:05

CSA stands pat on embedded commissions

  • June 21, 2018 November 13, 2019
  • 10:00

IFIC, Advocis push back against potential embedded commissions ban

  • January 11, 2017 November 9, 2019
  • 14:30

CSA launches consultation on banning embedded commissions

  • January 10, 2017 November 9, 2019
  • 11:00

IFIC calls on the CSA to reconsider potential embedded commissions ban

  • January 5, 2017 November 9, 2019
  • 12:30

CSA delays release of paper on reforms to mutual fund fees

  • December 15, 2016 November 9, 2019
  • 12:30

Hard data on the impact of trailer fees

  • November 6, 2015 November 9, 2019
  • 00:00

CSA awards fund fee research contracts

  • September 19, 2014 October 21, 2019
  • 11:00

CSA proposals for fund fees, best interest duty come together

  • December 17, 2013 October 15, 2019
  • 11:30