The final report of the Expert Committee to Consider Financial Advisory and Financial Planning Policy Alternatives makes several recommendations dealing with titles and credentials that are likely to have a significant impact on many in the investment industry.
Included in this special feature are the notable developments in this area since the Ontario government announced its commitment to regulate financial planners and financial advisors. Photo copyright: kritchanut/123RF.
March 16, 2018Financial planners and financial advisors need to be aware of the impact Ontario’s Expert Committee could have on their practices
Expert committee seeks feedback on the definition of financial planning, and how planning differs from advice
Malcolm Heins to chair expert committee on the regulation of financial planning
IFIC supports next steps in review of financial planning and advice
Increased clarity would protect consumers
The cease-trade order on all 11 ETFs from Emerge Canada Inc. represented the first time such an order had been placed on a family of…
Investment Executive's brand-new survey of independent insurance advisors unveils their challenges plus key industry trends
Follow our coverage of Bridging Finance Inc., a portfolio manager and exempt market dealer based in Toronto.
