Part one of this three-part series outlines the latest rules to be finalized by regulators under the client relationship model (CRM). Part two, on Wednesday, addresses implementation challenges facing the industry, and in part three, on Thursday, learn what’s at stake as regulators assess the impact of CRM reforms. Discover more about what CRM means for your practice in videos featuring Rebecca Cowdery, partner at Borden Ladner Gervais LLP. Earn CE credits and learn details of the new client reporting rules by watchin a webinar hosted by Elizabeth King, manager, and Chris Jepson, senior legal counsel, of the Ontario Securities Commission’s Compliance & Registrant Regulation Branch.
Elizabeth King, manager, and Chris Jepson, senior legal counsel, of the Ontario Securities Commission’s Compliance & Registrant Regulation Branch, – See more at: http://www.investmentexecutive.com/-/the-client-relationship-model-shining-a-light-on-regulation-reform?redirect=http%3A%2F%2Fwww.investmentexecutive.com%2Fspecial-feature%3Fp_p_id%3D175_INSTANCE_TS7iffNVLHa9%26p_p_lifecycle%3D0%26p_p_state%3Dnormal%26p_p_mode%3Dview%26p_p_col_id%3Dcolumn-1%26p_p_col_pos%3D1%26p_p_col_count%3D2#sthash.RGkALokh.dpuf
Elizabeth King, manager, and Chris Jepson, senior legal counsel, of the Ontario Securities Commission’s Compliance & Registrant Regulation Branch, – See more at: http://www.investmentexecutive.com/-/the-client-relationship-model-shining-a-light-on-regulation-reform?redirect=http%3A%2F%2Fwww.investmentexecutive.com%2Fspecial-feature%3Fp_p_id%3D175_INSTANCE_TS7iffNVLHa9%26p_p_lifecycle%3D0%26p_p_state%3Dnormal%26p_p_mode%3Dview%26p_p_col_id%3Dcolumn-1%26p_p_col_pos%3D1%26p_p_col_count%3D2#sthash.RGkALokh.dpuf
July 16, 2013
