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IIAC Small and Independent Dealer Symposium

News for the IIAC Small and Independent Dealer Symposium held in Toronto on June 25.

June 27, 2013

Inter-generational wealth transfers: Retaining spouses and children

Speakers at IIAC Small and Independent Dealers symposium suggest meeting the family and finding out about the will

  • June 27, 2013 December 14, 2017
  • 12:15

Diving deep to understand client base

U.S. firm moves small accounts to younger brokers

  • June 26, 2013 June 26, 2013
  • 15:35

Increased regulation having a severe impact on small dealers

This year, there have been a total of 74 rules out for comment vs only 28 in all of 2007 — and the increase in regulatory costs is resulting in consolidation among smaller firms

  • June 25, 2013 June 25, 2013
  • 16:45