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Fund Facts and Point of Sale Disclosure

Find out about practical approaches to using Fund Facts, including assessing risk, and learn about the extension of the new rules to other types of investment funds. Photo copyright: nexusplexus/123RF.

May 12, 2016

The long road to standardized risk disclosure

Although new delivery requirements for Fund Facts kick in this month, looming reforms to a key component of the disclosure document remain a work in progress

  • May 12, 2016 December 19, 2017
  • 09:00

Point of sale: Navigating the new rules

Advisors must understand what “delivery” means — including the exceptions — to ensure they’re prepared to meet the new requirements

  • May 11, 2016 December 19, 2017
  • 09:00

Extending mutual fund regulation principles beyond funds

Some insurance products and ETFs are in regulators’ sights

  • May 10, 2016 December 19, 2017
  • 11:45