CRM2 Guide 2016

The regulatory revamp of dollar-based disclosure for fees and performance, as well as suitability and risk, is complete. Learn how to respond when clients receive their new reports next year — and what to expect from further regulatory change.

September 26, 2016

What’s in a name?

Advisor credentials and titles are set to change, but an agreement on how appears to be a long way off

  • September 27, 2016 September 27, 2016
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Crunch points: answers to your FAQs

There are some hidden shoals in the CRm2 regime. regulators offer advice on how to navigate them

  • September 27, 2016 September 27, 2016
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Q&A: Clear and open

Erez Blumberger of AUM Law Professional Corp. talks about educating clients on CRM2 reports

  • September 27, 2016 January 20, 2018
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Maintaining trust

Client conversations are going to change. Get in front of the process by being prepared

  • September 27, 2016 September 27, 2016
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Enforcement risks

New rules usually bring penalties. Protect yourself

  • September 27, 2016 September 27, 2016
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Tech support: Keeping up

Despite a major push to meet deadlines, there is more to do

  • September 27, 2016 September 27, 2016
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CRM2 and Fund Facts: The fit

How to help clients avoid confusion

  • September 27, 2016 September 27, 2016
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Mind the gap

CRM2-style disclosure could be coming for a range of insurance products

  • September 27, 2016 September 27, 2016
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Is Canada playing catch-up?

Other countries have been more aggressive about investor protection

  • September 27, 2016 September 27, 2016
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Not done yet: Get ready for more rules

As the investor protection juggernaut roles on, now is the time to have your say

  • September 27, 2016 September 27, 2016
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